Session 1: Ethical and Professional Standards
Reading 1: Code of Ethics and Standards of Professional Conduct
LOS b, (Part 2): State the seven Standards of Professional Conduct.
In accordance with Standard III (A) Loyalty, Prudence and Care, which of the following statements is least accurate? Members and Candidates should:
|
A) |
utilize client brokerage to the sole benefit of the client. | |
|
B) |
submit to clients, at least quarterly, itemized statements detailing all of the period’s transactions. | |
|
C) |
vote all proxies on behalf of clients in a responsible manner. | | | 
发表于 2010-3-30 16:36
| 
