Reading 2-I: Standards of Professional Conduct & Guidanc - Ethical and Standards - 【CFA二级试题精选】 - CFA论坛

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发表于 2010-3-31 14:02 | 只看该作者

All of the following violate Standard I(C), Misrepresentation, EXCEPT:

A)	presenting factual information published by recognized statistical reporting services without acknowledgment.

B)	copying a proprietary computerized spreadsheet without seeking authorization from the creators.

C)	citing quotes attributable to "investment experts" without specific references.

Standard I(C), Misrepresentation, permits using recognized sources of factual information such as Standard & Poor’s Corporation and Moody’s Investors Service without acknowledgment.

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土豆妮

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发表于 2010-3-31 14:03 | 只看该作者

An analyst preparing a report does NOT need to cite the use of which of the following?

A)	Estimates of betas provided by Standard & Poor's.

B)	A recent quote from Alan Greenspan.

C)	Charts developed by a colleague in the same firm.

Statistics provided by a recognized agency, such as Standard and Poor’s, do not need to be cited. Charts, quotes, and algorithms developed by individuals must be cited when they are used.

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土豆妮

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发表于 2010-3-31 14:03 | 只看该作者

Which of the following is NOT a form of plagiarism?

A)	Presenting statistical forecasts by others with the sources identified but without the qualifying statements that may have been used by the originator.

B)	Using factual information published by a recognized financial statistics reporting service without acknowledgment.

C)	Citing quotations said to be attributable to "leading analysts" or "investment experts" without specific reference.

Members may not generally use material without acknowledging the original source, but an exception is made for factual information published by recognized financial and statistical reporting services.

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luqian55

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发表于 2010-6-2 16:18 | 只看该作者

THANKS

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