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- UID
- 223424
- 帖子
- 319
- 主题
- 22
- 注册时间
- 2011-7-11
- 最后登录
- 2014-8-7
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2#
发表于 2011-7-11 19:08
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Dont have the books in front of me but I remember Ethics at L2 introduced: Soft Dollar Standards, Old/New Prudent Investor Rule, and the Research Objectivity Standards.
From what I remember on the exam (wrote L2 this past June), the material tested seemed similiar if not identical to the ethics stuff on L1. And I dont remember GIPS being mentioned in the L2 books either. |
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