首页 | 学习中心 | 注册 登录
返回列表 发帖
king_kong

Rank: 2

UID
222279 
帖子
254 
主题
62 
注册时间
2011-7-2 
最后登录
2014-6-28 
1# 跳转到 » 倒序看帖
打印
tT
发表于 2011-7-13 14:38 | 只看该作者

Schweser Volume 2 Practice Exam 3, Question 23.6

interest
I do not understand how the answer is A.

I feel the answer should be B because:
(i) periodic reminders are not strong enough to qualify as education on compliance procedures
(ii) Hundt is the Director of Research and he should not be supervising an investigation - this could be a conflict of interest
收藏 分享

Colum

Rank: 2

UID
222311 
帖子
394 
主题
19 
注册时间
2011-7-2 
最后登录
2016-8-1 
2#
发表于 2011-7-13 14:38 | 只看该作者
Any thoughts?

TOP

canadiananalyst

Rank: 2

UID
222292 
帖子
399 
主题
8 
注册时间
2011-7-2 
最后登录
2014-6-29 
3#
发表于 2011-7-13 14:38 | 只看该作者
Just got this wrong....looks like periodic updates and education are only a recomendation. Not requirement

TOP

mp3bu

UID
222307 
帖子
669 
主题
24 
注册时间
2011-7-2 
最后登录
2016-1-10 
4#
发表于 2011-7-13 14:38 | 只看该作者
Doesn't mean he is not stressing on education , he is going over and above that by pro-actively reminding.

As director of research , he is supposed to ensure that research did not miss this one .

I can argue endlessly and so can you .

Incidentally I got this one right , but could have been wrong if CFAI was posing the q's

TOP

ohai

Rank: 2

UID
222303 
帖子
400 
主题
8 
注册时间
2011-7-2 
最后登录
2015-11-28 
5#
发表于 2011-7-13 14:38 | 只看该作者
But a director of research should not be part of an investigation - this could be a conflict of interest. Hence the answer should not be A - I confirmed with Schweser.

TOP

返回列表