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- UID
- 223276
- 帖子
- 247
- 主题
- 109
- 注册时间
- 2011-7-11
- 最后登录
- 2013-8-23
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2#
发表于 2011-7-13 16:36
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They only give out factual information about the company . If I Bank has a potential deal coming up and if a negative view some what spoil the relatoinship . the securiteis can be put on a restricted list . the research analyst can only give out factual information of the company. this would be for the sell side
for the buy side if there is a potential deal or the bank is the book runner , market maker , trading on the prop desk might be considered insider , the securities would be put on a restricted list |
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