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Reading 1- LOS B-Q23

Which of the following is NOT an act explicitly referred to in the Code of Ethics?

A)

Improve professional competence.

B)

Using reasonable care when making investment recommendations.

C)

Acting with integrity, competence, and diligence.

D)

Giving free introductory seminars on investing to the public.

The correct answer was D

Although the Code says a member has obligations to the public, educating the general public for whatever reason is not implied.

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