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scr879

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发表于 2013-3-30 20:31 | 只看该作者

Professional Statement-Ethics question from Mock

afternoon, question, criminal, reading, conduct

Question 1- Mock afternoon session:
Can anyone tell me where I can find this piece of information in either S.notes or Curriculum:
Members and candidates must self-disclose on the annual Professional Conduct Statement all matters that question their professional conduct, such as involvement in civil litigation or a criminal investigation or being the subject of a written complaint.
Im kinda freaked out by this information, have no idea about it after reading from S note

liquidity

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发表于 2013-3-30 20:31 | 只看该作者

Is this from Schweser mock? I have seen this somewhere but not sure where..

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RMontgomery

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发表于 2013-3-30 20:31 | 只看该作者

No, this is CFA Mock afternoon . It’s OFFICIAL source so…

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cfalevel2011

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发表于 2013-3-30 20:32 | 只看该作者

I want Proof. Not just something that sound legitimate man

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pawn

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发表于 2013-3-30 20:32 | 只看该作者

Reading 1, page 8. CFA Curriculum.

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Palantir

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发表于 2013-3-30 20:32 | 只看该作者

if you have not taken exam for so long, you would not know, but you get an e-mail from CFA every year asking about if you are not under criminal investigation and so on.
good luck with the exam.

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brain_wash_your