|
- UID
- 223429
- 帖子
- 305
- 主题
- 8
- 注册时间
- 2011-7-11
- 最后登录
- 2014-8-7
|
| D is right because you should not keep your stock portfolio and personal investments hidden from clients (disclosure) until a regulatory agency asks to disclose it, the C&S state that you should disclose your investments as part of disclosure of potential conflicts of interest |
|
发表于 2013-3-30 20:49
|