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- UID
- 223210
- 帖子
- 185
- 主题
- 146
- 注册时间
- 2011-7-11
- 最后登录
- 2013-9-26
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Hey,
I’ve just been asked to review trading’s call monitoring practices at work ‘I need a point man on this’…. After I’d finished yawning, I realised that certain questions like how long should we retain calls for, and notification to clients/employees could be credibly covered under CFA ethics.
I guess the remmended record retention period of 7 years is appropriate, but are you aware of any specific CFA recommendations which address this topic?
Thanks,
APP |
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发表于 2013-3-31 13:11
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