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If you read the CFAI text on Ethics, the answers are pretty obvious and straight forward, at least to me.
Recommended for soft dollars when evaulating brokers for best execution, 4 things (I didn’t put these in any particular order):
1. Range of services offered
2. Commission rates
3. Financial Stability
4. Responsiveness
Unforunately it’s best to just memorize these sections and do your best to not let the CFA trick u into debating yourself into the putting down the wrong answer. |
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发表于 2013-4-2 12:51
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