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发表于 2013-4-3 01:58 | 只看该作者

Ethics - Is IPS a requirement or recommendation?

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CFAI Volume 1 pp61-62 - Is IPS a requirement or recommendation? It appears under both sections!

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发表于 2013-4-3 02:02 | 只看该作者

Not positive but would think its a requirement given the amount of time spent on the topic
But will wait for others to opine…

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kingstongal

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发表于 2013-4-3 02:06 | 只看该作者

Requirement or Recommendation!! Is this related to GIPS or Ethics??
I remember to have read that Defined Contribution PP IPS is a requirement, I guess by the law for allowing sufficient investment alternatives, freedom to move between alternatives, literature on options available etc

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Valores

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发表于 2013-4-3 02:10 | 只看该作者

This was related to Ethics. Well, now that you mention it, want to know both.
1) Under Ethics i.e. the CFA Standards, is IPS a requirement or recommendation?
2) Under GIPS, is IPS a requirement or recommendation?
Thanks in advance!

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troymo

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发表于 2013-4-3 02:14 | 只看该作者

Haven’t seen this in either

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IAmNeil

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发表于 2013-4-3 02:18 | 只看该作者

Please read CFAI Volume 1 pp 61-62.

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John10

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发表于 2013-4-3 02:22 | 只看该作者

I think its an implicit requirement (or maybe explicit, I don’t remember). I don’t think you’d be following your “Duties to Clients” if you didn’t create one.

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defour44