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- UID
- 223396
- 帖子
- 309
- 主题
- 9
- 注册时间
- 2011-7-11
- 最后登录
- 2016-4-19
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1. Is Soft Dollar compliance mandatory or voluntary?
2. Is Research Objectivity compliance mandatory or voluntary?
3. Can research analysts share the factual-only parts of research reports with I-bankers (if it goes through compliance department) to confirm facts/conflicts of interest? |
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发表于 2013-4-8 22:38
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