Correct answer is A Standards of Practice Handbook, 9th edition (CFA Institute, 2005), pp. 83-85
Standards I-VII
2008 Modular Level I, Vol. 1, pp. 69-71
Study Session 1-2-a
demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations presenting multiple issues of questionable professional conduct
A member’s duties within an independent contractor relationship are governed by the oral or written agreement between the member and the client. Members should take care to define clearly the scope of the responsibilities and the expectations of each client within the context of each relationship. Members have a duty to abide by the terms of the agreement. | 
发表于 2008-10-29 09:07
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