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- 2014-5-29
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- 2014-5-29
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Sheila Schleif, CFA, is an equity analyst at an investment bank. She uses data-driven computer model to make her stock recommendations. She discovers the model contains a coding error and she fixes the coding error and the recommendation changes. Then she issues a bank-wide revision of her recommendation changing from buy to sell, and then forwards the revision to all bank clients who received the initial recommendation. What does Sheila violate of below:A. Fair Dealing
B. Priority of Transactions
C. Diligence and Reasonable basis
正确答案是A，但是我认为是B （put bank before bank client）
请指教 |
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发表于 2014-5-29 08:52
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