问一个关于 ethical 的 问题

Although it says only on condition that the information is"illegal, receive consent, and required by law" should be disclosed, the Notes also mentions "not to prevent from cooperating with CFA PCP investigation". thus it does not breach the duty.

ls 正解。

问题是 least likely。

A. we don't have to or need to disclose all clients confidential info to the CFA, when clients are not breaking laws or commiting frauds.

it's always better to consult with outside counsels (eg. law agencies) before proceeding with either disclosing info to CFA or government authorities

whenever disclosing confidential client info is breaching duties to clients.

but under certain circumstances, we have to do this, since clients are involved in frauds, & the government requires our cooperation.

[此贴子已经被作者于2009-6-2 23:13:04编辑过]