注册 登录
上一主题：Reading 68: The Portfolio Management Process and the Investme
下一主题：Reading 68: The Portfolio Management Process and the Investme
返回列表 发帖
honeycfa

Rank: 4

UID
164365 
帖子
3564 
主题
498 
注册时间
2010-4-13 
最后登录
2010-6-18 
1# 跳转到 » 倒序看帖
打印
tT
发表于 2010-4-15 21:48 | 只看该作者

Reading 68: The Portfolio Management Process and the Investme

management, following, general, face

LOS b: Describe the steps of the portfolio management process and the components of those steps。

Which of the following is not part of the general steps of the portfolio management process?

A)
 Performance evaluation.
B)
 Feedback.
C)
 Planning.


Performance evaluation is a substep under the feedback process. The three general steps are planning, execution, and feedback, in that order.

 

 

相关主题：

. Always Use Spot Rate for Discounting?

. Reading 51: General Principles of Credit Analysis -LOS a 习题

. Reading 29: Financial Statement Analysis: An Introduction LOS

. Reading 28: Relative-Value Methodologies for Global Corpora

. 2014CFA1级-每日一练-财务分析-20140314

收藏 分享

honeycfa

Rank: 4

UID
164365 
帖子
3564 
主题
498 
注册时间
2010-4-13 
最后登录
2010-6-18 
2#
发表于 2010-4-15 21:48 | 只看该作者

Which of the following is not a step in the portfolio management process?

A)
 Feedback.
B)
 Developing an IPS.
C)
 Execution.


Developing an IPS is a subset of the planning process.

TOP

honeycfa

Rank: 4

UID
164365 
帖子
3564 
主题
498 
注册时间
2010-4-13 
最后登录
2010-6-18 
3#
发表于 2010-4-15 21:49 | 只看该作者

In which step of the portfolio management process developing an IPS occur?

A)
 Strategic asset allocation.
B)
 Feedback
C)
 Planning.


Developing an IPS occurs in the planning steps of the process. The purpose of developing an IPS is to govern decision making.

TOP

honeycfa

Rank: 4

UID
164365 
帖子
3564 
主题
498 
注册时间
2010-4-13 
最后登录
2010-6-18 
4#
发表于 2010-4-15 21:49 | 只看该作者

Which of the following most accurately identifies the three main steps in the portfolio management process?

A)
 Objectives, constraints, risk tolerance.
B)
 Planning, execution, feedback.
C)
 Planning, asset allocation, security selection.


The three main steps in the portfolio management process are planning, execution, and feedback. The other items listed are subcomponents of these steps.

TOP

honeycfa

Rank: 4

UID
164365 
帖子
3564 
主题
498 
注册时间
2010-4-13 
最后登录
2010-6-18 
5#
发表于 2010-4-15 21:50 | 只看该作者

Which of the following is not considered to be an investment constraint?

A)
 Risk tolerance.
B)
 Tax concerns.
C)
 Time horizon.


An investor’s risk tolerance is included under objectives. Constraints include liquidity needs, time horizon, tax concerns, legal and regulatory factors, and unique circumstances.

TOP

返回列表
上一主题：Reading 68: The Portfolio Management Process and the Investme
下一主题：Reading 68: The Portfolio Management Process and the Investme