The mosaic theory holds that an analyst:
A. violates the Code and Standards if the analyst fails to have knowledge of and comply with applicable laws.
B. can use material public information or nonmaterial nonpublic information in the analyst's analysis.
C. should use all available and relevant information in support of an investment recommendation.
D. should distinguish between facts and opinions in research reports. |
发表于 2011-7-13 13:37
|