Bernice Clark, CFA, is analyzing the portfolio of a private wealth client. In the process, Clark wants to address special issues that alternative investments raise for her client. The special issues would: | A) | include measuring the ownership in the clients corporate bond portfolio and the clients ownership in closely held companies. |
| B) | not include measuring the ownership in the clients corporate bond portfolio but would include measuring the clients ownership in closely held companies. |
| | C) | not include measuring the ownership in the clients corporate bond portfolio and not include measuring the clients ownership in closely held companies. |
| | D) | include measuring the ownership in the clients corporate bond portfolio but would not include measurement the clients ownership in closely held companies. |
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Answer and Explanation
Special issues that advisors for private-wealth clients should address are tax issues, determining suitability, communicating with the client, decision risk, and determining if they have a large position in a closely-held company. Measuring the ownership in corporate bonds is not a special issue. [此贴子已经被作者于2008-9-18 17:14:16编辑过] | 
发表于 2008-9-16 11:36
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