谁能帮我解释一下这道道德案例 investment, difficult, management, face

wangzilin

(3) Eleanor Preston, the chief investment officer of Porter Williams Investments
(PWI), a medium-sized money management firm, has been trying to retain a difficult
client, Colby Company. Management at the disgruntled client, which accounts for
almost half of PWI’s revenues, recently told Preston that if the performance of its
account did not improve, it would find a new money manager. Shortly after this threat,
Preston purchases mortgage-backed securities (MBS) for several accounts, including
Colby’s. Preston is busy with a number of transactions that day, so she fails to allocate
the trades immediately or write up the trade tickets. A few days later, when Preston is
allocating trades, she notes that some of the MBS have significantly increased in price
and some have dropped. Preston decides to allocate the profitable trades to Colby and
spread the losing trades among several other PWI accounts.

 

这个案子，违反了3（B)。

不知道具体是如何违反了 fair dealing. 请给我一个解释。谢谢。

joynobel

不知道lz觉得应该是什么答案，因为我还没有做题也没有看过道德
不过单从题目的意思和答案联系起来看的话，preston的做法在对待不同客户方面是不公平的
她买mbs的时候是“for several accounts"，既然这样的话任何盈利和损失都应该由这几个帐户共同承担

不知道大家觉得对不对

youyoustar

同意楼上的。为了retain a difficult client，让其接收利益而让其他的客户承担损失，当然是unfair dealing。