搞糊涂了,指定读物根那六本是什么关系? 关系, 是

Kuntakimp

能否告知?

Kuntakimp

官方给出几个话题,然后说明这些话题应该掌握的程度(级别不同,掌握的有所不同),再指定读物,这些读物的内容是官方指定用来填充这些topic的内容.而官方出题也是按照这些topic来出题,规定了每个topic的题目要占多少分.第三方机构可根据给出的topic与读物组织编写教材.这些教材的编写应该使得考生更好的考出好成绩.cfa在你注册后会配备教材(每几个话题一本),这是官方的教材,第三方机构只能编写教辅,比如说教材的notes,模拟测试题等等.

Kuntakimp

总共有话题:

I. Ethical and Professional Standards 

II. Quantitative Methods 

III. Economics 

IV. Financial Reporting and Analysis 

V. Corporate Finance 

VI. Equity Investments 
VII. Fixed Income 
VIII. Derivatives 
IX. Alternative Investments 
X. Portfolio Management and Wealth Planning 

 

I. Ethical and Professional Standards 
A. Professional Standards of Practice 
B. Ethical Practices 
  
II. Quantitative Methods 
A. Time Value of Money 
B. Probability 
C. Probability Distributions and Descriptive Statistics 
D. Sampling and Estimation 
E. Hypothesis Testing 
F. Correlation Analysis and Regression 
G. Time-Series Analysis 
H. Simulation Analysis 
I. Technical Analysis 

 

III. Economics 
A. Market Forces of Supply and Demand 
B. The Firm and Industry Organization 
C. Measuring National Income and Growth 
D. Business Cycles 
E. The Monetary System 
F. Inflation 
G. International Trade and Capital Flows 
H. Currency Exchange Rates 
I. Monetary and Fiscal Policy 
J. Economic Growth and Development 
K. Effects of Government Regulation 

L. Impact of Economic Factors on Investment Markets 

 

IV. Financial Reporting and Analysis 
A. Financial Reporting System (IFRS and GAAP) 
B. Principal Financial Statements 
C. Financial Reporting Quality 
D. Analysis of Inventories 
E. Analysis of Long-Lived Assets 
F. Analysis of Taxes 
G. Analysis of Debt 
H. Analysis of Off-Balance-Sheet Assets and Liabilities 
I. Analysis of Pensions, Stock Compensation, and Other Employee Benefits 
J. Analysis of Inter-Corporate Investments 
K. Analysis of Business Combinations 
L. Analysis of Global Operations 
M. Ratio and Financial Analysis  

 

V. Corporate Finance 
A. Corporate Governance 
B. Dividend Policy 
C. Capital Investment Decisions 
D. Business and Financial Risk 
E. Long-Term Financial Policy 
F. Short-Term Financial Policy 
G. Mergers and Acquisitions and Corporate Restructuring 

 

VI. Equity Investments 
A. Types of Equity Securities and Their Characteristics 
B. Equity Markets: Characteristics, Institutions, and Benchmarks 

C. Fundamental Analysis (Sector, Industry, Company) and the Valuation of Individual Equity Securities 
D. Equity Market Valuation and Return Analysis 
E. Special Applications of Fundamental Analysis (Residual Earnings) 
F. Equity of Hybrid Investment Vehicles 

 

VII. Fixed Income 
A. Types of Fixed-Income Securities and Their Characteristics 
B. Fixed-Income Markets: Characteristics, Institutions, and Benchmarks 
C. Fixed-Income Valuation (Sector, Industry, Company) and Return Analysis 
D. Term Structure Determination and Yield Spreads 
E. Analysis of Interest Rate Risk 
F. Analysis of Credit Risk 
G. Valuing Bonds with Embedded Options 
H. Structured Products 
  
VIII. Derivatives 
A. Types of Derivative Instruments and Their Characteristics 
B. Forward Markets and Instruments 
C. Futures Markets and Instruments 
D. Options Markets and Instruments 
E. Swaps Markets and Instruments 
F. Credit Derivatives Markets and Instruments 

 

IX. Alternative Investments 
A. Types of Alternative Investments and Their Characteristics 
B. Real Estate 
C. Private Equity/Venture Capital 
D. Hedge Funds 
E. Closely Held Companies and Inactively Traded Securities 

F. Distressed Securities/Bankruptcies 
G. Commodities 
H. Tangible Assets with Low Liquidity 
  
X. Portfolio Management and Wealth Planning 
A. Portfolio Concepts 
B. Management of Individual/Family Investor Portfolios 
C. Management of Institutional Investor Portfolios 
D. Pension Plans and Employee Benefit Funds 
E. Investment Manager Selection 
F. Other Institutional Investors 
G. Mutual Funds, Pooled Funds, and ETFs 
H. Economic Analysis and Setting Capital Market Expectations 
I. Tax Efficiency 
J. Asset Allocation (including Currency Overlay) 
K. Portfolio Construction and Revision 
L. Equity Portfolio Management Strategies 
M. Fixed-Income Portfolio Management Strategies 
N. Alternative Investments Management Strategies 
O. Risk Management 

P. Execution of Portfolio Decisions (Trading) 
Q. Performance Evaluation 
R. Presentation of Performance Results  
  

 

 

Kuntakimp

读物为按出版社)

CFA Institute Centre Publications :

http://www.cfapubs.org/loi/ccb

 

Standards of Practice Handbook, 9th ed. (CFA Institute, 169 pages, June 2005)
Asset Manager Code of Professional Conduct, 2nd ed. (CFA Institute, 21 pages, June 2009)
Research Objectivity Standards (CFA Institute, 18 pages, October 2004)
The Corporate Governance of Listed Companies: A Manual for Investors (CFA Institute, 54 pages, March
2005)

 

CFA Institute Investment Series with Wiley
http://www.cfapubs.org/page/books
 
These foundational texts are thoroughly grounded in the highly regarded CFA Program Candidate Body
of Knowledge, which serves as the anchor for the three levels of the CFA Program. 
International Financial Statement Analysis, by Thomas R. Robinson, CFA, Hennie van Greuning, Elaine
Henry, and Michael A. Broihahn (Wiley, hardcover, 864 pages, November 2008) 
Corporate Finance: A Practical Approach, by Michelle R. Clayman, CFA, Martin S. Fridson, CFA, and
George H. Troughton, PhD, CFA (Wiley, hardcover, 452 pages, May 2008) 
Managing Investment Portfolios: A Dynamic Process, 3rd ed., edited by John L. Maginn, CFA, Donald L.
Tuttle, CFA, Jerald E. Pinto, CFA, and Dennis W. McLeavey, CFA, with a foreword by Peter L. Bernstein
(Wiley, hardcover, 960 pages, March 2007) 
Fixed Income Analysis, 2nd ed., by Frank J. Fabozzi, CFA, with a foreword by Martin L. Leibowitz (Wiley,
hardcover, 768 pages, January 2007) 
Quantitative Investment Analysis, 2nd ed., by Richard A. DeFusco, CFA, Dennis W. McLeavey, CFA,
Jerald E. Pinto, CFA, and David E. Runkle, CFA, with a foreword by Mark J. P. Anson, CFA (Wiley,
hardcover, 600 pages, January 2007) 
Equity Asset Valuation, by John D. Stowe, CFA, Thomas R. Robinson, CFA, Jerald E. Pinto, CFA, and
Dennis W. McLeavey, CFA, with a foreword by Abby Joseph Cohen, CFA  (Wiley, hardcover, 464 pages,
January 2007, 2nd ed. forthcoming)

 

 

Other Books Based on CFA Program Curriculum
http://www.cfapubs.org/page/books
Analysis of Derivatives for the CFA Program, by Don M. Chance, CFA (AIMR, hardcover, 656 pages,
2003)  

CFA Institute Investment Perspectives
http://www.cfapubs.org/page/books
 
Addressing the needs of serious investment professionals, these compilations explore less established
concepts on the frontiers of investment knowledge and tap into a vast store of knowledge of prominent
thought leaders in the financial community.
Private Wealth: Wealth Management in Practice, edited by Stephen M. Horan, CFA (CFA Institute
Investment Books, January 2009) 
Investment Performance Measurement: Evaluating and Presenting Results, edited by Philip Lawton,
PhD, CFA, CIPM, and Todd Jankowski, CFA (CFA Institute Investment Books, May 2009)

Kuntakimp

各级对应的话题:

Level I:Ethics,Investment Tools

Level II:Ethics,Investment Tools, Asset Classes

Level III:Ethick, Asset Classes, Portfolio Management& Wealth Planning

 

Investment Tools: Quantative Methods, Financial Reporting & Analysis, Corporate Fiance

Asset Classes:Equity Investments, Fixed Income, erivatives, Alternate Investments

 

Kuntakimp

各个话题所占比重:

1.Ethical and Professional Standards 
2000(I,II,III):15  10  10 
2005(I,II,III):15  10  10 
2010(I,II,III):15  10  10
2.Quantitative Methods 
2000(I,II,III):15  0–10  0–10 
2005(I,II,III):12  0–10  0–10 
2010(I,II,III):12  5–10  0
3.Economics 
2000(I,II,III):12  0–10  0–10
2005(I,II,III):10  0–10  0 
2010(I,II,III):10  5–10  0
4.Financial Reporting and Analysis
2000(I,II,III):25  20–30  0–10
2005(I,II,III):28  25–35  0 
2010(I,II,III):20  15–25  0
5.Corporate Finance
2010(I,II,III): 8  5–15  0
6.Equity Investments  
2010(I,II,III):10  20–30  5–15
7.Fixed Income 
2010(I,II,III):12  5–15  10–20
8.Derivatives
2010(I,II,III): 5  5–15  5–15
9.Alternative Investments
2010(I,II,III): 3  5–15  5–15
10. Portfolio Management and Wealth
Planning
2000(I,II,III):0  5–15  40–60 
2005(I,II,III):5  5–15  40–60 
2010(I,II,III):5  5–15  45–55
TOTAL  100