Questions Rejected for Inclusion on The CFA Exam market, regulated, likely, country, ethics

prashantsahni

As a satire, I'll be the first to go...

1) Anna Paulso lives in a country with less strict laws than the CFA institute policies, but is regulated in the market inwich she trades by more strict laws. Anna is MOST likely to violate CFA ethics by...

(A) Following the more strict rules
(B) Following the lest strict rules
(C) Fleeing the country with her ill-gotten gains and retiring to an area lacking an extradition treaty with both her less strict country and the CFA institute.



Edited 7 time(s). Last edit at Wednesday, June 8, 2011 at 01:34PM by TheMBAGlover.

ajpheif16

Anna should:

A) She can follow less strict rules so long as she gets approval in writing after notifying her compliance department.

B) Disassociate from living in the country

C) Relinquish her supervisory position