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被拒绝考试 又么有在deadline前appeal

昨天大半夜收到CFA的EMAIL,說我在填資料時出了問題拒絕我參加考試:

We note the disclosures you made in response to questions #7 and #8 on the Professional Conduct Inquiry form which ask:

7. Assisting in a Violation:  In the last five years, has a regulatory organization or judicial court found that your conduct caused another person or financial services institution to violate a securities or commodities related law, rule or regulation?

8. Caused Suspension or Expulsion:  In the last five years, has a regulatory organization or judicial court found that your conduct caused:
another person to be temporarily or permanently prevented from being associated with a financial services institution or participating in the financial services markets OR
a financial services institution to be temporarily or permanently prevented from participating in the financial services markets?

尼瑪在填的時候我確信沒有後面那麼詳細的解釋,我一激動看到assist就想認領一下助人為樂就YES了,沒想到就這也能拒絕我!!!
刚看到一篇帖子和我现在的情况一样, 我也是 而且更悲剧的是看到邮件时已经过了DEADLINE 怎么办 还有机会吗

确实很遗憾,有两种办法解决这个问题!
第一、发邮件什么情况,就说由于一直在外出差没有及时查看邮件,过了申请日期,说明情况道歉,另外一个就是由于当初报名没有注意看,选择错了,实际上是没有这样的问题,重发选择正确的答案发过去,当然就是no了。
第二、如果以上不行,你是第一次报名,他们处理结果就是全额退款给你,到时你再重新报名即可。

如果还是有不明问题,你就咨询CFAspace,他们有处理这些问题的经验。

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不知道为啥今年是不是他本身系统处理就有问题?
我报名的时候记得填的都是NONONO的...结果还是有问题说我回答不正确,好象是#8
不过那时候我已经支付完成了,然后后来被DENY了,21号,过了DEADLINE
然后我回信,解释了一下,后来他就通过了,没啥意外..
祝你顺利

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回复 3# zhouhuarui

多谢斑竹 我连续发了3封邮件过去 成不成功听天由命吧 可惜已经看完了2本NOTE了  杯具 有消息我会回来汇报的

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我也是同样的问题。焦虑中。。。只发电子邮件就可以了吧

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我也遇到了。感觉美国人还是比较客观的。如果确实有特殊情况,跟那边沟通好,这次即使不能考试,也不会影响下次。如果不改信息,以后一段时间就不能考了。

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我是在deadline之前apeal的,一方面要表示歉意,另一方面要承诺你没有之上的问题,只是笔误。

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14 March 2012

PRIVATE AND CONFIDENTIAL

BY EMAIL ONLY

Re:       CFA Study and Examination Program Enrollment

I am writing to you on behalf of the Professional Conduct Program at CFA Institute.  This letter is to inform you that CFA Institute has denied your application to become a candidate in the CFA® Study and Examination Program.  

We note the disclosure you made in response to question #4 on the Professional Conduct Inquiry which asks:

4. Convictions:  

In the last five years, have you been convicted of a crime punishable by less than one year in prison or jail (or otherwise defined as a misdemeanor) involving lying, cheating, stealing or other dishonest conduct?

Have you ever been convicted of a crime punishable by one year or more in prison or jail (or otherwise defined as a felony)?

In accordance with the CFA Institute Board of Governors’ established policy regarding criteria for admission into the CFA Program, the conduct disclosed by you on the Professional Conduct Inquiry form disqualifies you from participation in the December 2012 CFA Study and Examination Program.  

If you have reason to believe there are exceptional or unusual circumstances that warrant further review of your enrollment by the Professional Conduct Program, you may submit an appeal of the denial decision. If you choose to submit an appeal, it must be submitted in writing and received by the PCP within twenty (20) days from the date of this letter.   Please refer to the attached “CFA Program Applicants Appeal Q & A” for more information regarding the appeal process.  

If the PCP does not receive a written appeal of the denial decision within twenty (20) days of the date of this letter (by 3 April 2012), the denial of your CFA Program enrollment will be final and you will have waived all rights to further review of the matter by the PCP.  The appropriate application fee will be returned to you.  

You may reapply to the CFA Program when you have no disclosures (no “yes” responses) to the eight questions contained on the Professional Conduct Inquiry form.  

Thank you for your interest in the program.

Sincerely,

Beth Waddell

Professional Conduct Program

CFA Institute

Beth Waddell│ Project Coordinator, Exam Matters │Professional Conduct │CFA Institute │ 560 Ray C. Hunt DriveCharlottesville, VA22903 - 2981 USA │ +1 (434) 951-5450 fax │ pcprogram@cfainstitute.org
www.cfainstitute.org



我的考试也被拒绝了,我是第一次注册,第一次考一级,请问该如何是好?

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