9．Establishing policies and procedures with respect to portfolio diversification is a compliance procedure relating most directly to the CFA Institute Standard of Professional Conduct about:
Select exactly 1 answers from the following:
A. duty to clients.
B. duty to employers.
C. integrity of capital markets.
D. investment analysis, recommendations and actions.
答案和详解如下！
Feedback: Correct answer: A
Standards of Practice Handbook, 9th edition (CFA Institute, 2005), pp. 56 2006 Level I Program Readings, 揋uidance?for Standards I-VII, Standards of Practice Handbook, 9th edition (CFA Institute, 2005), pp. 59 2006 Modular Level I, Vol. I, pp. 65 Study Session 1?朼 demonstrate a thorough knowledge of the Standards of Professional Conduct by recognizing and applying the standards to specific situations
Members who are investment managers should address the topic of diversification when drafting policies and procedures statements or manuals regarding duties to clients.
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发表于 2006-11-22 10:35
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