- UID
- 223225
- 帖子
- 495
- 主题
- 146
- 注册时间
- 2011-7-11
- 最后登录
- 2013-10-8
|
20#
发表于 2012-3-19 13:42
| 只看该作者
The first component of the Code of Ethics does NOT explicitly say that a CFA Institute member will act in a certain manner with respect to which of the following groups? | B)
| Colleagues in the investment profession. |
| |
The SEC is not mentioned in the Code of Ethics. Component one mentions duties to the public, clients, prospects, employers, employees, colleagues, and other participants in the global capital markets. |
|