Ethical and Professional Standards 【Reading 4】Sample
When designing policies and procedures to implement the CFA Institute Research Objectivity Standards, all of the following are objectives, EXCEPT: A)
| put the client’s interest before the firm’s interest, minimize possible conflicts that may adversely affect the independence and objectivity of research, and support self-regulation. |
| B)
| fully disclose conflicts of interest, put the client’s interest before the firm’s interest, and reference CFA Institute membership in a dignified and judicious manner. |
| C)
| provide a work environment conducive to ethical behavior, fully disclose conflicts of interest, and put the client’s interest before the employees’ interest. |
|
While important, referencing CFA Institute membership in a dignified and judicious manner is not an objective of the Research Objectivity Standards. |