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2019 CFA LEVEL 1 2 3 高清精华课程

Ethical and Professional Standards

Which of the following is a component of the Code of Ethics? CFA Institute members shall:

A) disclose to their employer all matters that reasonably could be expected to interfere with their duty to their employer or ability to make unbiased and objective recommendations.
 
 
B) strive to maintain and improve their competence and the competence of others in the profession.
 
 
C) act for the benefit of their clients and place their clients' interests before their own.
 
 
D) consider the appropriateness and suitability of investment recommendations or actions for each portfolio or client.

答案和详解如下

Correct answer: B

Striving to maintain and improve their competence and the competence of others in the profession is one of the components of the Code of Ethics, whereas the other statements are part of the Standards of Professional Conduct.

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上一主题:Reading 2-I: Standards of Professional Conduct & Guidance
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