[2007 CFA level 1]模拟真题：Version 5 Questions－Q7 face, following, members, likely, create

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Q7. According to the Standards of Practice Handbook, gifts to members from which of the following sources are least likely to create a loss of independence and objectivity?

A. clients

B. brokers

C. corporate issuers.

D. Underwriters o, new securities.

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答案详解如下：

Q7.  A    Study Session   1-2-a

The potential for clients to obtain influence to the detriment of other clients, although present, is not as great as in situations where no compensation arrangement exists. Therefore, members may accept gifts from clients but must disclose to their employers such benefits.

liquidn

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LEEFEI571

a

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yangyangda

a

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11

Linda_SCB

d

shenyue

c

technet

b