[2007 CFA level 1]模拟真题：Version 5 Questions－Q9 level

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Q9. Fallon Stowe, CFA, included in her firm's marketing materials several plain-language descriptions of general investment concepts such as standard deviation and duration, which were copied from other sources without reference to the original author. According to the Standards of Practice Handbook, has Stowe violated the Standard relating to misrepresentation?

A. Yes.

B. No, because these are well-known concepts

C. No, because she did not misrepresent the descriptions of these concepts.

D. No, because she did not personally take credit for the distributed material.

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答案详解如下：

Q9.   A    Study Session 1-2-a

Copying any material from other sources without acknowledgement, including plain-language descriptions of general concepts, is a violation of the Standard relating to misrepresentation.

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LEEFEI571

B

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wangxuepin

b

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11

Linda_SCB

b

shenyue

b

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a