[CFA level 1模拟真题]Version 4 Questions－Q8 class, determine, face, accounts, allocated

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Q8. Miranda Grafton, CFA, purchased a large block of stock on behalf of specific accounts she managed. The stack realized a significant gain in value before the close of business, so Grafton reviewed her accounts again to determine where the block shares should be allocated. According to the Standards of Practice Handbook, Grafton's most appropriate action is to allocate the shares to:

A. all underperforming accounts she manages.

B. a accounts for which she has discretionary authority.

C. Only those accounts for which the block shares were originally intended,

D. Only those underperforming accounts for which she has discretionary authority.

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答案和详解如下：

Q8.  C  07 Modular Level I, Vol.1, pp53-59  Study Sessions 1-2-a

Members have a responsibility to deal with all clients fairly. The shares should be allocated to those accounts for which the shares were originally intended, regardless of the profitability of the trade.

水模样

all

LEEFEI571

C

terryquinn

ccc

hollow

c

jungle1009

see[em01]

vivian1022

c

fantasy_ln

see

ondesert

c