In his recommendation of Campbell buying the shares of Brown company, Johnson violates the Code and Standards concerning: A) | both Standard III(C) Suitability as well as Standard V(A) Diligence and Reasonable Basis. |
| B) | Standard III(C) Suitability but not Standard V(A) Diligence and Reasonable Basis. |
| C) | Standard V(A) Diligence and Reasonable Basis but not Standard III(C) Suitability. |
| D) | neither Standard III(C) Suitability nor Standard V(A) Diligence and Reasonable Basis. |
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发表于 2008-3-31 21:47
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