答案和详解如下： 1.The investment policy statement does not contain which of the following? A) Evaluation of investor risk preferences. B) Evaluation of investor return expectations. C) Asset allocation guidelines. D) Portfolio position listing. The correct answer was D) The investment policy statement does not contain a listing of portfolio positions, only guidelines as to what positions are allowed. 2. The investment policy statement is least likely to contain which of the following? A) Identification of responsibilities of parties involved. B) Investor contact phone numbers and addresses. C) Time horizon for portfolio evaluation. D) Portfolio adjustment guidelines. The correct answer was B) The investment policy statement does not contain contact information, only information regarding responsible parties. 3.The investment policy statement does not contain: A) a client description. B) the purpose of the portfolio. C) industry specifics for potential investment. D) guidelines for adjusting portfolio composition. The correct answer was C) The investment policy statement may provide guidelines for which industry may or may not be included in the portfolio but will not provide specifics about industry characteristics. | 
发表于 2008-5-20 17:30
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