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- 2011-7-11
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- 2013-8-19
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Quick Q on Ethics
With regards to Suitability, if the trade is not suitable for the client, does the investment manager need to get written consent from the client? The text (Vol 1 Page 60) just says manager needs to get “affirmative statement” from the client. Is this verbal or written please? |
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发表于 2013-4-1 13:50
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