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- 2013-10-12
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Schweser#2 Qn8. MNP - can purchase for yourself(NOT for CLIE
I have two situations
1: Harris overhears CFO approving dropping dividends and causing a break in the company’s 68 period long tradition. So the Harris call his broker and sells his account in anticipation of the decline
2: Clark, from analysts conference hears the CFO say that the company plans to buy Dex at 40% prem. So Clark discusses this with a friend causing her to buy 2000 shares.
Are both MNP violation?
I thought purchasing shares for your own account should not be. Please help! |
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发表于 2013-4-3 06:18
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