Powell is a research analyst with R&C a brokerage and investment banking firm. R&C’s mergers and acquisitions department has represented Wilkenson Company in all its investment banking deals. Two of R&C’s senior officers are directors of several Wilkenson subsidiaries. Powell has been asked to write a research report on Wilkenson. What is Powell’s BEST course of action?
A. Powell should not write the report because the officers are insiders of the company.
B. Powell may write a factual report but must refrain from expressing any opinions because of the special relationship between the two companies.
C. Powell may write the report and ask the officers to review it.
D. Powell may write the report if she discloses in the report the officer’s special relationships with the company and the fact that Rossington & Collins has served as Wilkinson’s investment banker.
Is the answer A or D? Thx. |
发表于 2013-4-7 00:05
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