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kkn006

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tT
发表于 2013-4-16 09:20 | 只看该作者

here is a ethic scenario

marketing, benefit, execution, scenario, standard
If you take the best execution for your client, and the broker give you some benefit for marketing. do you voilate standard?

 

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leadcfa

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发表于 2013-4-16 09:21 | 只看该作者
No you do not. As long as the client is aware of the benefit - research reports. I think any other benefit (unclear on what you mean by marketing), the standard is violated.

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