问两道MOCK85道德题 interview, describes, represent, investment, history

kmf229

moc  85   

11题：A选项也违反了吗？题干里有这样一句话，wen deschutes shows up for the interview at SWIM she discloses that the performance numbers represent the work of her team and describes the role of each member.

是不是只能告知performance history不能performance numbers represent the work of her team and describes the role of each member



14题：关于external advisers or subadvisers, 这个难道是这个rodrigues reviews the adviser's investment process, established code of ethics, the quality of their published return information, and their compliance and internal contral procedures描述不对？

apf薛老师

11题

你说的是对的。 只能告知performance history，因为这是employer允许的，其他的细节，如details on the institutional accounts、the role of each member、contribution to the portfolio's returns等，因为没有得到employer的允许，所以不能告知。