[CFA入门] 做mock test时遇到难题,请教各位! (1) black

xbhzcn

mock test 2中第七题:

7、According to the Standards of Practice Handbook, a member with supervisory responsibilities violates the CFA Institute Standards of Professional Conduct when:

Select exactly 1 answer(s) from the following:

A. delegating supervisory duties.

B. failing to prevent violations of the law.

C. failing to prevent violations of the CFA Code and Standards.

D. failing to establish and implement written compliance procedures.

标准答案是D,但schweser book1,49页中的最后第二段有" adequate compliance procedures should be clearly written",因为是should ,是建议,不是must ,所以D我觉得不恰当,大家认为如何呢?

(标准答案的解释是这样的:Members with supervisory responsibility must make reasonable efforts to detect violations of laws, rules, regulations, and the Code and Standards. They exercise reasonable supervision by establishing and implementing written compliance procedures. )