Reading 1:Code of Ethics and Standards of Professional Condu style

mayanfang1

Q1.In accordance with Standard III (A) Loyalty, Prudence and Care, which of the following statements is least accurate? Members and Candidates should:

A)   vote all proxies on behalf of clients in a responsible manner.

B)   utilize client brokerage to the sole benefit of the client.

C)   submit to clients, at least quarterly, itemized statements detailing all of the period’s transactions.

mayanfang1

答案和详解如下：

Q1.In accordance with Standard III (A) Loyalty, Prudence and Care, which of the following statements is least accurate? Members and Candidates should:

A)   vote all proxies on behalf of clients in a responsible manner.

B)   utilize client brokerage to the sole benefit of the client.

C)   submit to clients, at least quarterly, itemized statements detailing all of the period’s transactions.

Correct answer is A)

Because of the time and expense involved in voting a proxy, Members and Candidates are not required to vote every proxy. A cost benefit analysis can be performed to determine if it is necessary to vote a proxy.

niqiu2004

[em17]

丹石

看看看是什么答案

zeraeh

看答案，谢谢LZ

linkyi

good

lenny_chen

x

lucy123

s

tsjenn

看看。。。

erpang8888

a