11.Diane Lynch, CFA, and Pete Mackey, CFA, recently joined a large money management firm. Durin
g her first week of employment, Lynch orally informed her immediate supervisor, who is not a member
of AIMR, that she is obligated to comply with the Code and Standards. Mackey did not notify his superv
isor about his obligation to comply with the Code and Standards. Mackey reasoned that he did not hav
e to provide such notification because his supervisor is a CFA charterholder and is aware of the Code
and Standards. According to the AIMR Standards of Professional Conduct, which of the following state
ments about relationships with and responsibilities to the employer is most correct?
A Both Lynch and Mackey violated the Standards.
B Lynch violated the Standards, but Mackey did not.
C Mackey violated the Standards, but Lynch did not.
D Neither Lynch nor Mackey violated the standards.
答案：A
[此贴子已经被作者于2009-4-12 19:25:27编辑过] | 
发表于 2009-4-11 11:11
| 
