标题: Reading 4: Global Investment Performance Standards (GIPS?)-L [打印本页]
作者: bmaggie 时间: 2010-4-6 14:28 标题: [2010]Session 1:-Reading 4: Global Investment Performance Standards (GIPS?)-L
Session 1: Ethical and Professional Standards
Reading 4: Global Investment Performance Standards (GIPS?)
LOS d: Characterize the eight major sections of the GIPS standards.
The provisions for each section of the Global Investment Performance Standards (GIPS) are divided between:
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A) |
minimum standards and recommendations. | |
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B) |
fee-paying and non fee-paying portfolios. | |
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C) |
requirements and recommendations. | |
Firms must meet all requirements in order to claim compliance with the GIPS standards, and are encouraged to adopt and implement the recommendations.
作者: bmaggie 时间: 2010-4-6 14:28
Within the Global Investment Performance Standards (GIPS) are supplemental provisions which must be applied to which of the following asset classes?
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A) |
Emerging markets and private equity. | |
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B) |
Alternative investments and derivatives. | |
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C) |
Private equity and real estate. | |
The GIPS standards do not address performance measurement or coverage of all asset classes, but sections 6 and 7 are supplemental provisions which must be specifically applied private equity and real estate.
作者: bmaggie 时间: 2010-4-6 14:28
The section of the Global Investment Performance Standards (GIPS) that outlines defining the firm and documenting firm policies and procedures is:
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A) |
Presentation and Reporting. | |
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C) |
Fundamentals of Compliance. | |
According to Section 0, Fundamentals of Compliance, the definition of the firm is the foundation for firm-wide compliance and creates boundaries in order to determine total firm assets.
作者: bmaggie 时间: 2010-4-6 14:28
All of the following are titles of one of the eight sections of the Global Investment Performance Standards (GIPS) EXCEPT:
“Implementation” is not a name of one of the eight major sections of the GIPS standards.
作者: bmaggie 时间: 2010-4-6 14:28
The eight major sections of the Global Investment Performance Standards (GIPS) least likely include:
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B) |
verification procedures. | |
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C) |
input data requirements. | |
The eight major sections of GIPS are: 0) Fundamentals of compliance; 1) Input data; 2) Calculation methodology; 3) Composite construction; 4) Disclosures; 5) Presentation and reporting; 6) Real estate; and 7) Private equity.
作者: jessica8769 时间: 2010-4-13 05:20
顶
作者: zaestau 时间: 2010-5-15 14:28
c
作者: gaoflex 时间: 2011-5-5 23:09
Thanks.
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