标题: a question abt codes and ethics...need help [打印本页]
作者: iruleusuck 时间: 2010-4-28 23:58 标题: a question abt codes and ethics...need help
jamie hutchins, CFA, is a portfolio manager for CNV Investments Inc. Over the years, he has made several poor personal investments that have led to financial distress and personal bankruptcy. hutchins feel that her busness partner, john smith, is mostly to blame for her situation since "she did not invest enough money in her investment opportunities and caused them to fail". hutchins reports smith to CFA Institute claiming smith violated the code and standards relating to miscouduct. which of the following statements is correct?
a, neither hutchins or smith violated the code and standards.
b, by reporting smith to CFA Institute, hutchins has misused the professional condect program, thus violating the code and standards.
c, hutchins bankruptcy reflects poorly on her professional reputation and thus violates the code and standards.
correct answer given is C, but i doubt even hutchins misused the PCP, which standard has she violated?
作者: husthukj 时间: 2010-5-1 00:21
这是note上面的原题吧,不过答案变了下.你说的是对的,答案应该是B, 而不是C. 他在没有实际证据的情况下仅凭想象就去告别人,这是违反了标准的. 而他的投资表现差并不违法道德标准.
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