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标题: 请问一个职业道德的问题 [打印本页]

作者: milk7054    时间: 2010-8-14 12:56     标题: 请问一个职业道德的问题

请问下列文章的中文意思为何?

Jamie Hutchins,CFA, is a portfolio manager for CNV Investment Inc. Over the years, Hutchins has made several poor personal investments that have led to financial distress and personal bankruptcy. Hutchins feels that her business partner, John Smith, is mostly to blame for her situation since "he did not invest enough money in her investment opportunities and caused them to fail." Hutchins reports Smith to CFA Institute clairming Smith violated the Code and Standards relating to misconduct. By reporting Smith CFA Institute, Hutchins has misused the Professional Conduct Program, thus violating the Code and Standards, but her investing and bankrupty have not violated the Code and Standards


作者: zhouhuarui    时间: 2010-8-14 21:06

就是A近来业绩不佳,然后他个人破产了,他觉得这是因为B对他支持不够而导致的。于是他将B举报到CFA协会。他滥用CFA协会的举报功能违反了准则,而他个人业绩不佳导致破产的行为没有违反准则。




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