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标题: [CFA入门] [讨论]Asset manager code问题请教 [打印本页]

作者: ximenxiao    时间: 2011-5-13 07:54     标题: [讨论]Asset manager code问题请教

请教大家,在asset manager code of professional conduct里面说:Investment recommendations should be made in the context of the client's total assets, even though only a portion of those assets may be placed with the investment manager.

 

但是在mock exam volume one, practice exam 1 afternoon section 的13.4题

 

说investment manager可以接受客户的投资 without knowing other parts of his assets.

 

既然不知道客户其他的资产是怎么投资的 怎么做出investment recommendations based on the context of total assets呢?

 

这样不是矛盾了吗?

 

谢谢大家!

 


作者: hesai716    时间: 2011-5-23 10:22

客户会把他所有的asset 情况告诉你吗?即使不告诉你,这单生意要不要做呢?自己想想吧。
作者: wishmeluck    时间: 2011-5-26 13:41

楼上说得很有道理呢,当时我也想不明白,谢谢啦!




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