I know the soft dollars can be fine if you use it for the client's benefit, but does your client needs to know that you are using it?作者: jim8z3 时间: 2011-7-11 18:30
Ethics deals with INTENT as much as it does exclusion of certain information. In every situation, you should seek best execution and value for the client.作者: draz 时间: 2011-7-11 18:30
yes the information must be disclosed to the client.
