标题: priority of transactions (MOCK CFAI) [打印本页]

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作者: wonderfuldream    时间: 2011-7-11 18:38     标题: priority of transactions (MOCK CFAI)

brave ones,

MOCK CFAI

Q 8 (AM) - he did not violate VI(B) because he was only trading on his own account

Q 14 (PM) - he violated VI(B) because he traded ahead of clients/employer


am I missing something...? any comments please. thanks

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作者: kd26gioi    时间: 2011-7-11 18:38

perfect kurupt1!!!

can't thank you enough...

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