标题: Ethics WTF Questions Part II [打印本页] 作者: Muddahudda 时间: 2011-7-11 19:50 标题: Ethics WTF Questions Part II
#66 So programmers say everything is fine with a new system. What else are you supposed to do as a supervisor? CFAI wants you to micromanage?
#67 What the heck are they talking about. What's all this "order's may be executed on a net basis", "riskless principal trades."
#69-#70 Fine example of a deliberatly missleading question. Too infuriating to even get into.作者: lcai 时间: 2011-7-11 19:50
Thank you for the post. I was doing these and found difficulty too.
Garcia immediately shorts the stock after an analyst issues a sell recommendation.
I would assume that he is in breach because he does not do enough research / have enough reasonable basis to do the trade.
I do not understand why Q.70 is not B. --> He does not have reasonable basis for the trade.
Correct answer is that he is in possession of material non public info.... Weird...作者: Analti_Calte 时间: 2011-7-11 19:50
Yes! You are referring to Q.57.. Quite tricky...
For Q.70, Why is the analyst downgrade or upgrade material non-public information?作者: zwjy 时间: 2011-7-11 19:50
your time might be better served covering other weaker areas than diving deep into the mysteries of one-off WTF questions. i get caught up doing this and have to stop myself. usually not worth your time to drive yourself crazy over deez作者: skycfa 时间: 2011-7-11 19:50
I agree - because at the end of the day there is enough grey in these Ethics question that some will be a crap shoot - experience and a practical bent of mind can work to your disadvantage on some of these points.作者: Darien 时间: 2011-7-11 19:50
Where are these questions作者: bpdulog 时间: 2011-7-11 19:50
CFAI Volume 1, Reading 2, End of chapter problems. There are 82 problems in this reading, and we are talking about the ones near the end.作者: wake2000 时间: 2011-7-11 19:50
Do the item sets, the other questions are relatively straightfoward.
