Board logo

标题: Standard I (A) [打印本页]

作者: prav_Cfa7    时间: 2011-7-13 16:17     标题: Standard I (A)

Does the violation of any of the other standards of professional conduct constitute a violation of standard I (A) Knowledge of the Law?


For example,
If I violated, standard II B, would that be a violation of standard I(A) as well?
作者: Daniel1985    时间: 2011-7-13 16:17

yes i dont remember in which mock but they stated that " The standard I (A) knowledge of the law --> are not commit to act when they know or should know that violate code and standard --> violate any standard --> violate standard I (A)
作者: bluejazzy    时间: 2011-7-13 16:17

Yes, it is.

"M or C must understand and comply with all apllicable laws, rules, adn regulations (including the CFA Institute Code of Ethics and Standards of Professional Conduct) of any government, regulatory organization, licensing agency, or professional association governing their professional activities".
作者: Ionutzakis    时间: 2011-7-13 16:17

Thanks Guys!




欢迎光临 CFA论坛 (http://forum.theanalystspace.com/) Powered by Discuz! 7.2