标题: CFA afternoon mock ethics Q18 [打印本页] 作者: franzino 时间: 2011-7-13 16:43 标题: CFA afternoon mock ethics Q18
Did anyone get this question right? Are there any other circumstances wherein quitting the firm is the only obvious choice? This is somehow extreme option and I am scared to choose.作者: cchang 时间: 2011-7-13 16:43
Don't know, can't tell, wish I knew...
Best wishes for tomorrow!作者: suyash1989 时间: 2011-7-13 16:43
Best of luck man!作者: FVPV 时间: 2011-7-13 16:43
This questions sucks. I don't remember seeing other questions that tell the employee to quit the firm, in most circumstances this is a last resort.
I just took afternoon mock, did fine overall but ethics kicked my @ss作者: leadcfa 时间: 2011-7-13 16:43
Thanks
For Q14 Ethics do you know why the answer could not be A or B. It seems like the cadidate has disclosed everything so not sure why there are problems regarding conflicts or referral fees.作者: draz 时间: 2011-7-13 16:43
It is just one of those most likely/least likely tricks.
Priority of Transactions do not even apply to a sales agent therefore it was least likely broken.
