标题: Ethics: Updating client info [打印本页] 作者: sabina 时间: 2011-7-13 16:44 标题: Ethics: Updating client info
Standard III (C) Suitability says that members should update a client’s financial situation and investment objectives regularly.
How often is regularly for a general rule of thumb? (Or is there an exact time)?作者: kamara5 时间: 2011-7-13 16:44
One should present the clients with investment statements quarterly.. but i am not sure if there is a time frame for updating client info.. I guess it should always be aligned with the clients risk tolerance and objectives and hence be as up to date as possible.作者: dotamasta 时间: 2011-7-13 16:44
No Client Info is supposed to be IPS which is updated every year(requirement), and can also happens if something major happens at client's end.作者: JGovender 时间: 2011-7-13 16:44
