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标题: [CFA证书] [公告] CFA证书申请流程以及注事项 [打印本页]

作者: cfaadmin 时间: 2011-8-17 18:11 标题: [公告] CFA证书申请流程以及注事项

经过几年多的苦战，恭喜您顺利通过CFA三级考试；
要想拿到CFA证书，还必须申请成为CFA协会的会员；
如果您的工作经验符合CFAI要求4年CFA相关的工作经验，即可申请证书；

注：一个Sponsor是CFA持证人，另外一个Sponsor不一定是CFA持证人，一般你的上司就可以。

您需要做以下准备工作：

Step1：https://www.cfainstitute.org/finsecustomer_enu登录官网，点击：apply for membership

Step2：更新work experience，如图：填写完毕后，保存。

Step3：Professional Profile Update ，更新个人信息，其中有10个问题需要回答。

Step4：选择你需要入会的地方，大陆地区基本上选则，CFA China、Hongkong or Singapore；如图，点击apply；

Step5：完成上面所有步骤之后，出现如图，此页面显示，你个人在CFA官方网站上提出申请入会已经完成。

Step6：回到你的个人邮箱，你会收到一封CFA协会发的邮件，此封邮件是转发给你的两个sponsor的，邮件内容如下：

Step7：此时请把此链接发给你的Supervisor和Charterholder来帮你完成您的申请（建议将个人的简历和工作经验描述一并发给Sponsor，确保信息的一致性）
以下工作由两个sponsor来完成；

出现如图：

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2011-8-22 15:14

输入申请人的邮箱地址；

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2011-8-22 15:16

Sponsor Statements信息的填写（附图），两个选择题是选“Yes”；

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2011-8-22 15:17

Professional Competence and Conduct，选择“No”

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2011-8-22 15:17

您的两个sponsor帮您完成推荐后，会出现如下页面，表示您的入会申请已经全部完成。

下载 (4.23 KB)

2011-8-22 15:19

到此sponsor任务完成

Step 8、申请人可登录CFA观看网站查看您的申请状态；登录https://www.cfainstitute.org/finsecustomer_enu，点击Check Application Status查看状态

CFA协会收到申请之后，需要花10-12周进行审核，一旦审核通过，CFA协会就会发邮件通知。

Step 9、
审核通过后，需要登录网站激活并且付费。（附图）

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2011-8-22 15:29

图片附件: 1.gif (2011-8-18 19:25, 35.61 KB) / 下载次数 6
http://forum.theanalystspace.com/attachment.php?aid=18418&k=998874caf0b2d6731194fbe767f1a1d9&t=1734569396&sid=FLj69J

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http://forum.theanalystspace.com/attachment.php?aid=18420&k=8826ae8bbab0820e73f39999d5dd2439&t=1734569396&sid=FLj69J

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http://forum.theanalystspace.com/attachment.php?aid=18421&k=875dce676757e308623bb2f21364618b&t=1734569396&sid=FLj69J

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http://forum.theanalystspace.com/attachment.php?aid=18422&k=475becda4e56e864bb61998ab77c026a&t=1734569396&sid=FLj69J

图片附件: 1.gif (2011-8-22 15:14, 7.16 KB) / 下载次数 4
http://forum.theanalystspace.com/attachment.php?aid=18526&k=0d5732a8a00fca13fbd9e93721b616b7&t=1734569396&sid=FLj69J

图片附件: 2.gif (2011-8-22 15:16, 5.67 KB) / 下载次数 2
http://forum.theanalystspace.com/attachment.php?aid=18527&k=71e002498bb4b3d7620bd580dbc10957&t=1734569396&sid=FLj69J

图片附件: 3.gif (2011-8-22 15:17, 16.76 KB) / 下载次数 2
http://forum.theanalystspace.com/attachment.php?aid=18528&k=f7b651c92567fa351a600a5b334154a5&t=1734569396&sid=FLj69J

图片附件: 4.gif (2011-8-22 15:17, 11.62 KB) / 下载次数 2
http://forum.theanalystspace.com/attachment.php?aid=18529&k=3ba98ab130e3cf1b64b23574241b2077&t=1734569396&sid=FLj69J

图片附件: 5.gif (2011-8-22 15:19, 4.23 KB) / 下载次数 2
http://forum.theanalystspace.com/attachment.php?aid=18530&k=92bfe2e0f1bd5bae88495126d08d4f50&t=1734569396&sid=FLj69J

图片附件: 7.gif (2011-8-22 15:29, 26.34 KB) / 下载次数 3
http://forum.theanalystspace.com/attachment.php?aid=18531&k=da65636c9f47b942e19a22911f67dc3f&t=1734569396&sid=FLj69J

作者: cfaadmin 时间: 2011-8-17 18:23

附：CFA相关工作经验描述：

Work Experience Descriptions

Your work experience descriptions must demonstrate that at least 50 percent of your time is related to the investment decision-making process. While you may use the descriptions below for guidance, you should describe your daily activities in your own words in as much detail as you can. The details you provide about your work experience will help determine your eligibility for membership.
Job Title Not Acceptable Acceptable

Actuary
Support annual actuarial valuation process. Benefit calculations.
I perform projections, cash flow analysis, and durational analysis of individual health insurance policies. These activities have a direct bearing on the investments chosen to back the reserves for these blocks of business.

Auditor
Review the internal control processes to ensure compliance with the requirements of the Sarbanes-Oxley Act and recommend process improvements. Perform non-SOX-related financial and operational audits on businesses to identify control and process weaknesses and recommend process improvements.
I performed financial statement audits of companies that carried significant assets and liabilities subject to fair value accounting. I assessed the reasonableness of the valuations and assumptions behind the valuations of those assets and liabilities.

Consultant
Management consulting for the financial services industry.
I am a management consultant to the financial services industry, working with risk management functions, assisting clients in developing and refining statistically based credit risk models covering a diverse range of portfolios.

Portfolio Manager
Rebalance portfolios; perform reporting.
Rebalance high-net-worth clients' portfolios by trading short-term assets and pooled funds. Analyze and evaluate client performance reports.

Quantitative Investment Analyst
My work is related to product design and quantitative analysis.
As a financial engineer in an asset management company, I am responsible for evaluating product development and using quantitative methods and tools to recommend asset allocations, construct portfolios, and perform derivative analysis.

Securities Underwriter
My company provides risk analysis and financial planning for customers.
Prepare financial models based on reviewed information; participate in the valuation and decision-making process; analyze fundamental and value acquisition targets for clients.

Sample Member Job Titles

Titles alone can't determine your qualifications for regular membership. You must spend at least 50 percent of your time in the investment decision-making process.
Many of our members hold these job titles. This listing illustrates the range of positions that can qualify for regular membership in CFA Institute, but positions with other titles can qualify as well.
The details you provide about your work experience will help determine your eligibility for membership.

Accountant
Actuary
Auditor
Client service representative

Compliance analyst/officer
Consultant
Corporate chief financial officer
Corporate finance analyst
Derivatives analyst
Economist
Financial adviser
Financial journalist/editor
Institutional sales professional/business development (buy and sell side)
Investment banking analyst
Investment consultant
Investment strategist
Investor relations
Mutual fund sales
Portfolio administrator
Portfolio manager
Private client investment adviser
Product/software developer
Professor/instructor
Quantitative investment or risk analyst
Real estate investment manager
Regulator
Relationship manager
Securities trader
Securities underwriter
Security/investment analyst
Supervisor of investment firm
Valuator of closely held business
Venture capital analyst

Work Experience

When you apply for CFA membership, you enter your work experience descriptions as part of your application.

Your work experience determines your eligibility for membership and impacts whether you are recommended for affiliate membership or regular membership.

To be recommended for regular membership you must have completed four years (48 months) of qualifying work experience in activities that consist to a majority extent of:

Evaluating or applying financial, economic, and/or statistical data as part of the investment decision-making process involving securities or similar investments, which includes, but is not limited to, publicly traded and privately placed stocks, bonds, and mortgages and their derivatives; commodity-based derivatives and mutual funds; and other investment assets, such as real estate and commodities, if these other investment assets are held as part of a diversified, securities-oriented investment portfolio; or
Supervising, directly or indirectly, persons who practice such activities; or
Teaching such activities.
作者: cfaadmin 时间: 2011-8-17 18:24

If you have not accrued 48 months of qualifying work experience, you may still apply for membership and will be considered for affiliate membership status.

Entering your work experience as part of your application:

Job titles are not sufficient; you must include specific details about your job responsibilities.
Once you submit your application, you cannot subsequently update the work experience attached to that application.
Subsequent changes to your work experience will only be considered when you withdraw your application and then reapply with the updated information. To withdraw your application: Select "Manage My Membership" from the Account Home page and then select "Begin Withdrawal."
作者: cfaadmin 时间: 2011-8-17 18:25

Work experience accrual criteria:

May be accrued while you're in the CFA Program, after you've passed all three exam levels, or in previous positions.
At least 50 percent of your work experience must be:
Directly involved in the investment decision-making process
Engaged in responsibilities and/or producing a work product that informs or adds value to that process
Part-time positions do not qualify.
Managing your own investments does not qualify.
作者: lupinelp 时间: 2011-8-18 22:57

解决了大难题了，感激不尽~！
作者: showyct 时间: 2011-8-19 10:24

考过了三级，但是还没有满足四年工作经验，是不是不能申请？
作者: evita 时间: 2011-8-20 15:40

为什么还需要cfa网站的登陆名和密码阿？
作者: barryxiong 时间: 2011-8-21 02:54

同7楼问
作者: cfaadmin 时间: 2011-8-21 11:14

简历表已经修改，不需要用户名和密码。
作者: riccati 时间: 2011-8-21 19:59

本帖最后由 riccati 于 2011-8-22 10:18 编辑

不能用申请人的用户名作为sponsor提交吧,不然会报以下错误：

You cannot sponsor yourself. Enter a different e-mail address to continue. (CFA_SPNSRFRM-300) (SBL-EXL-00151)

应该是sponsor本人的用户名登陆才行
作者: mooneagle 时间: 2011-8-22 22:08

借问下 sponsor对你的工作描述是你过去一个职位？如果换过几个工作呢？
作者: riccati 时间: 2011-8-23 10:58

本帖最后由 riccati 于 2011-8-23 11:34 编辑

我前几天发了email，想请cfaspace帮忙找sponsor，一直没有收到回信，不知是否能行啊？谢谢了！！
作者: riccati 时间: 2011-8-24 10:11

还请答复一下啊，谢谢了！
作者: elvalll 时间: 2011-11-7 16:38

请问一个问题，在付费阶段，显示两个费用，一个是CFA China $75.00，一个是 CFA Institute $275.00，我这两个都需要付费么？
作者: celestewu 时间: 2011-11-11 16:41

请问一个问题，在付费阶段，显示两个费用，一个是CFA China $75.00，一个是 CFA Institute $275.00，我这 ...
elvalll 发表于 2011-11-7 16:38

是的。两个都需要缴费。还要付税呢！
作者: sxq425 时间: 2011-11-30 14:08

收藏了，谢谢！
作者: judiar 时间: 2014-8-21 11:32

同问，如果换过工作，前一个工作满足4年要求、目前的工作不满足4年要求，怎么填？
作者: yyy123 时间: 2014-8-23 22:38

目前，sponsor 的工作描述还需要推荐人填么？
作者: yyy123 时间: 2014-9-6 09:46

是的。两个都需要缴费。还要付税呢！
celestewu 发表于 2011-11-11 16:41

只付那个275不么？75好像自愿吧。
作者: yiayia1023 时间: 2014-12-29 12:46

mark 备用~

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Job Title	Not Acceptable	Acceptable
Actuary	Support annual actuarial valuation process. Benefit calculations.	I perform projections, cash flow analysis, and durational analysis of individual health insurance policies. These activities have a direct bearing on the investments chosen to back the reserves for these blocks of business.
Auditor	Review the internal control processes to ensure compliance with the requirements of the Sarbanes-Oxley Act and recommend process improvements. Perform non-SOX-related financial and operational audits on businesses to identify control and process weaknesses and recommend process improvements.	I performed financial statement audits of companies that carried significant assets and liabilities subject to fair value accounting. I assessed the reasonableness of the valuations and assumptions behind the valuations of those assets and liabilities.
Consultant	Management consulting for the financial services industry.	I am a management consultant to the financial services industry, working with risk management functions, assisting clients in developing and refining statistically based credit risk models covering a diverse range of portfolios.
Portfolio Manager	Rebalance portfolios; perform reporting.	Rebalance high-net-worth clients' portfolios by trading short-term assets and pooled funds. Analyze and evaluate client performance reports.
Quantitative Investment Analyst	My work is related to product design and quantitative analysis.	As a financial engineer in an asset management company, I am responsible for evaluating product development and using quantitative methods and tools to recommend asset allocations, construct portfolios, and perform derivative analysis.
Securities Underwriter	My company provides risk analysis and financial planning for customers.	Prepare financial models based on reviewed information; participate in the valuation and decision-making process; analyze fundamental and value acquisition targets for clients.